If you or your company have been the subject of an investigation by the Financial Conduct Authority (FCA) you may receive an initial enforcement notice detailing changes or improvements that the FCA expect to be made in order to comply with financial regulations.
If you receive an enforcement notice, the expert Fraud Solicitors at Wilford Smith are on hand to provide legal guidance and expertise to help you negotiate this process. With many years’ experience in assisting clients in their dealings with the FCA, we take pride in our reputation for providing clients with clear, straight-forward, jargon-free advice as part of our client-focused and highly personal service.
When you receive an FCA enforcement notice, it is vitally important that you are clear about the expectations placed upon you as a result of this. Failure to make the required improvements to the way that you or your company carries out business can result in significant consequences, including fines for breaches of FCA rules, compensation payments for customers, restrictions on trading or even criminal prosecutions. Working with the experienced Fraud Defence Lawyers at Wilford Smith in the period following an enforcement notice being received can effectively demonstrate to investigators that you are actively seeking to make improvements to ensure that you adhere to the FCA's standards in future.
Contact our Fraud Defence Solicitors Sheffield and London
Our Criminal Defence Lawyers are based in Sheffield and London and advise and represent clients throughout England and Wales. Contact us today on 01709 828 044 to find out how we can help.